Neil Waxman

"Clear thinking that comes from experience."

With over 35 years of experience as an advisor, coordinator, and facilitator for high net worth families and their companies, Neil has an uncanny ability to navigate through both the social and financial aspects of a client's life in a way that provides clarity and vision. As Capital Advisors' Managing Director, Neil uses this experience to help clients quickly and intelligently take action, which is a reason he is often sought out by the national media for comment and opinion.

"This isn't just numbers and taxes."

A master mediator, Neil is known in the industry for providing clear thinking that cuts through the clutter. He equips his clients with straightforward advice while also counseling them through tough decisions. Ultimately, he makes sure that his clients understand the "why" behind every decision that impacts their financial future.

"You have to muscle forward."

As a former wrestler, Neil remains actively involved in the sport, serving as a coach and mentor for young athletes while promoting and advocating for the sport locally and nationally. He was involved in the formative development of the Cleveland Chapter of Wrestlers in Business Network, because of the life-long skills wrestling helps build, like being persistent, working smart, staying diligent and muscling forward. In addition to wrestling, Neil is actively involved in the community, serving on the boards of several non-profits and regional businesses.

Please Note: Limitations. The achievement of any professional designation, certification, degree, or license should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Capital Advisors, Ltd., LLC is engaged, or continues to be engaged, to provide investment advisory services.

Please Note: Limitations. No membership in any professional organization, or any amount of prior experience or success, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Capital Advisors, Ltd., LLC is engaged, or continues to be engaged, to provide investment advisory services.

Please Note: Limitations. The achievement of any professional designation, certification, degree, or license, recognition by publications, media, or other organizations, membership in any professional organization, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results or satisfaction if Capital Advisors, Ltd., LLC is engaged, or continues to be engaged, to provide investment advisory services.

Please Note: Limitations. The scope of any financial planning and consulting services to be provided depends upon the terms of the engagement, and the specific requests and needs of the client. Capital Advisors, Ltd., LLC does not serve as an attorney, accountant, or insurance agent. Capital Advisors, Ltd., LLC does not prepare legal documents or tax returns, nor does it sell insurance products. Please Also Note: Different types of investments involve varying degrees of risk. Therefore, it should not be assumed that future performance of any specific investment or investment strategy (including the investments and/or investment strategies recommended and/or undertaken by Capital Advisors, Ltd., LLC) or any planning or consulting services, will be profitable, equal any historical performance level(s), or prove successful. A copy of our current written disclosure Brochure discussing our advisory services and fees continues to remain available upon request or at www.capitaladvisorsltd.com.

Professional Affiliations

• Society of Financial Professionals
• Associate Editor: Journal of Financial Service Professionals
• Board of Directors, Director Emeritus, Cleveland Society of Financial Service Professionals
• Estate Planning Council of Cleveland
• National Association of Estate Planners & Councils (NAEPC)
• Financial Planning Association® (FPA®)
• Diamond Advisory Group, University Hospitals
  

Professional Credentials, Recognition, & Education

• CERTIFIED FINANCIAL PLANNER™ PROFESSIONAL
• Accredited Estate Planner® (AEP®)
• Financial Service Professional of the Year – Cleveland Chapter of the Society for Financial Service Professionals –2012
• FINRA Series 7 and 63 Registrations
  

Board Memberships