Capital Advisors, Ltd.'s Neil Waxman Honored as a Notable Wealth Manager by Crain's Cleveland

Tuesday, November 16, 2021 |

With more than 38 years of experience in managing money, there aren’t many trends, economic cycles or black swans that Neil Waxman hasn’t seen.

“Neil uses this experience to help clients quickly and intelligently take action, which is a reason he is often sought out by the national media for comment and opinion,” noted Capital Advisors senior analyst Mary Kozar, in nominating Waxman for recognition here.

Waxman is known for his clear thinking and ability to cut through the clutter with straightforward advice for his clients, while also making sure those clients always understand why their decisions are made.

That’s not only allowed Waxman to keep and build his client base but has seen him quoted in news outlets like Barron's, Investor's Business Daily and The Financial Times.

It’s also gotten Waxman named a Five Star Wealth Manager by the research firm Five Star Professional six times, most recently just this year, and being named one of Worth Magazine’s top 100 wealth advisers six times as well.

When he’s not going over clients' portfolios or meeting with them, Waxman serves several local organizations, such as the Jewish Federation of Cleveland, or can be found working with local wrestlers he coaches and mentors, including through the Cleveland Chapter of Wrestlers in Business Network that he helped found.
— Dan Shingler 

Articles are not written or produced by the named representative and the information has not been verified. There is no guarantee as to the completeness or accuracy of the content. Quotes and remarks have been excerpted from conversations with the interviewer and may have been taken out of context. All remarks are hypothetical in nature and are intended to be informational only. They should not be regarded as investment advice, performance claims or testimonials. This is not a solicitation, recommendation or endorsement of any investment, investment strategy, tax strategy or legal advice. There is no guarantee that any strategies discussed will result in a positive outcome. You should discuss any legal, tax or financial matter with the appropriate professional. All investing involves risk and no investment strategy can guarantee a profit or protect against loss, including the potential loss of principal. Working with a Notable Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment in the future.
METHODOLOGY: The honorees do not pay to be included. Their profiles were drawn from the nomination materials submitted. This list is not comprehensive. It includes only individuals for whom nominations were submitted and accepted after a review by editors. To qualify for the list, nominees must be based in Northeast Ohio. They must be currently employed full-time at a financial institution or company offering wealth management services and showcase professional achievements. They must have a minimum of three years’ experience and oversee at least $10 million in assets under advisement. They must be active in the community and/or philanthropic activities, mentoring programs and/or diversity and inclusion initiatives.

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